Investment Management
Investment Management
United Asset Strategies is dedicated to consistently advocating for our clients' best interests and financial well-being through prudent and sound investment strategies customized to achieve desired investment and financial goals. At United, our Portfolio Managers can create customized portfolios to meet specific investment objectives, such as the promotion of charitable goals, socially conscious investing or mitigating tax burdens. We want to work with you to solve any financial challenges you may face and we look forward to helping you achieve your financial goals.
Services:
- Active Money Management
- Disciplined Buy/Sell Strategies
- Portfolio Stress Testing
- Tax Efficient Transition Management
- Tax Harvesting
- Proprietary Legacy Holding Tracking Process
- Concentrated Position Strategies
Wealth Management
Wealth Management
We help clients plan for the possibilities of tomorrow through thoughtful financial and estate planning. We can help you with retirement, college, budgeting, cash flow, financial, and estate planning to help navigate your financial future.
Services:
- Wealth, estate, and financial planning
- College planning
- Budgeting
- Asset protection
- Social Security Analysis & Planning
Corporate Retirement Planning
Corporate Retirement Plan Group
With over 75 years of combined industry experience, United Asset Strategies brings a wealth of expertise across qualified and non-qualified plans. Our corporate retirement plan team provides creative pension, cash balance and 401(k) plan designs, vital back-office support to alleviate human resource administrative demands and comprehensive fiduciary services at the plan and participant level.
We offer these services as ERISA (Employee Retirement Income Securities Act of 1974) fiduciaries, providing our clients with peace of mind and confidence that their best interests will always be our core focus. We are not conflicted by proprietary solutions or relationships. Our primary goal is to provide our clients with a best-in-class retirement plan solution.
Services:
Service Provider Review
- Conduct a comprehensive analysis including detailed comparison of recordkeeping, trust company, third party administration and investment advisor fees and services to competitive alternatives.
Design Services
- Consult with client leadership team on plan design to determine retirement plan goals and budget.
- Request quotes from a variety of service providers.
- Analyze, organize, and compare alternatives and present our findings.
Plan Conversion/Installation Services
- Liaise with clients and service providers to help facilitate a smooth plan conversion or installation.
- Train staff on corporate retirement plan responsibilities working to ensure efficient day to day plan management, while helping to limit employer liability.
Ongoing support
- Conduct periodic Plan Level Fiduciary Review Meetings:
- Service provider benchmarking
- Monitor service provider responsibilities
- Discuss legislative and regulatory updates
- Review plan design relative to client needs and goals
- Review the investment policy statement and investment menu options
- Discuss plan funding and tax deductibility options
- Provide guidance on ERISA compliance matters
- Record meeting minutes
- Investment Management
- Provide ERISA 3(21) or 3(38) Fiduciary Investment Services
- Select and monitor plan investments
- Provide investment due diligence reports
Participant Education & Communication
- Conduct periodic participant enrollment and 401(k) education meetings
- Conduct one-on-one meetings with participants
- Provide advice related to 401(k) goals
- Coordinate 401(k) advice to larger financial planning goals and needs
Insurance
Insurance
United offers individual and group insurance solutions to trusts, corporations and their families. We are fiercely independent, always putting our clients first as we thoughtfully design customized product solutions within our clients' budgets. We accept the challenge of staying abreast of the changing health care regulations and excel in our quest for unique products in this narrowing field of offerings.
Services:
Individual Insurance
- Life Insurance
- Long Term Disability Insurance
- Long Term Care Insurance
- Medicare Part D Plans
- Medicare Advantage Plans
- Medicare Supplement/Medigap Plans
- Medical Insurance Plans
- Dental Insurance Plans
- Vision Insurance Plans
Group Insurance
- Medical Insurance Plans
- Dental Insurance Plans
- Vision Insurance Plans
- Group Long Term Disability Insurance
- Group Short Term Disability Insurance
- Group Life Insurance
- Voluntary Benefits
- Group Accident & Sickness Plans
- Group Critical Illness Plans
Business, and voluntary insurance
Design
Quotes
Underwriting
Life, disability, and long-term care